關於「Relevant individual SFC」標籤，搜尋引擎有相關的訊息討論：

[PDF] Licensing Handbook - SFC。

Relevant individuals who perform regulated functions in relation to regulated activities for registered institutions (e.g. bank staff working in.： 。

All news | Securities & Futures Commission of Hong Kong - SFC。

The names of certain individuals in relevant press releases and Panel decisions / statements have been masked as 10 years have elapsed since the public ...： 。

Enforcement news | Securities & Futures Commission of Hong Kong。

16 Dec 2021, Not applicable, Hong Kong-Singapore joint operation against suspected ... SFC reprimands and fines Mason Securities Limited $3.6 million for ...： 。

Ongoing obligations | Securities & Futures Commission of Hong Kong。

2021年7月14日 · Notification by licensed corporations, licensed individuals and registered institutions. Apart from notifying the SFC of any intended ...： 。

Alert List | Securities & Futures Commission of Hong Kong - SFC。

Taiwan Options and Futures Exchange, Fake regulators and/or market operators, 22 May 2013. Takahashi Nakamura Associates, Unlicensed entities, 10 Jul 2009.： 。

Types of intermediary and licensed individual - SFC。

2019年2月1日 · Incorporation · Competence · Responsible officers · Senior Management · Substantial shareholders, officers and other related persons to be fit and ...： 。

Do you need a licence or registration? - SFC。

2019年2月11日 · Relevant individuals who perform regulated functions in relation to regulated activities for registered institutions (e.g. bank staff ...： 。

Register of licensees & registered institutions - SFC。

This register lists all licensees (ie, both licensed individuals and ... Important legal information about the Public Register of Licensed Persons and ...： 。

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Reuters Connect。

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